Phlx xl, the phlx trading system for equity, index and world currency options, is powered by inet technology, the trading platform common to multiple market centers operated by nasdaq omx. Giffd sftp technical specification global index flexfile delivery giffd offers clients a flexible and efficient delivery service for index weighting, advance corporate actions and extensive additional data for nasdaq indexes. Second amended limited liability company agreement of nasdaq. Whereas, on september 1, 2010, nasdaq omx phlx, inc. Nasdaq omx launches global index family nasdaq, inc. Nasdaq omx phlxsm registration and qualification requirement faqs. Adoption of rules the rules of the exchange are adopted pursuant to the bylaws of the exchange. Certificate of elimination of the series a convertible preferred stock of the nasdaq omx group, inc.
Rule 3, trading halts due to extraordinary market volatility is. A proposal to temporarily permit a longer period of time for companies to regain compliance with the bid price and market value of publicly held shares continued listing requirements. Certificate of designation of series a convertible preferred stock of the nasdaq omx group, inc. The philadelphia stock exchange phlx was created in 1790, and it trades equity, currency and. Tal cohen executive vice president, north american.
Chapter i definitions and governance of the exchange. The first securities exchange to be formed in the united states. Nasdaq offers three exchanges renowned for high performance inet technology, proven reliability, unsurpassed speed of execution and products and services. Unless otherwise specifically provided in the bylaws or rules of the exchange or the context otherwise requires, the terms defined herein shall for all purposes of the bylaws and rules of the exchange, have the meanings therein.
Phlx or exchange filed with the securities and exchange commission commission, pursuant to section 19b1 of the securities exchange act of 1934 act and rule 19b4 thereunder, a proposed rule change to adopt provisions relating to the registration and qualification of. Notice of filing of proposed rule change to delete from section ix of the exchanges options fee schedule the photo historical data product, 3091730920 201412421. Section 2 applicability of definitions in the act and commission regulations a unless otherwise specifically provided in the rules of the exchange or the context otherwise requires, any term used in the rules of the exchange and which is defined in the act or commission regulations shall have the meaning ascribed to it therein. Nasdaq omx futures exchange rules chapter i definitions and governance of the exchange section 1 definitions unless otherwise specifically provided in the bylaws or rules of the exchange or the context otherwise requires, the terms defined herein shall for all purposes of the bylaws and rules of. Nasdaq options fee schedule meraki marketing services. Find price information for nordic shares, indexes, bonds, options, futures and on nasdaq nordic. We strongly encourage you to send your comments electronically. Phlx understands that other exchanges adopted or are expected to adopt a framework that requires more fulsome registration and qualification requirements clearly spelled out in their rules. Founded in 1790, the exchange was originally named the board of brokers of philadelphia, also referred to as the philadelphia board of brokers. Phlx goldsilver sector xau nasdaq global index watch. A day order is an order for any contract that, unless executed, remains as an executable order in the trading system until the end of the trading hours for such. Effective date the rules of the exchange shall become effective as provided in the bylaws.
Ndaq, parent of the worlds first electronic stock market, today announced the launch of the nasdaq global index family an extension of nasdaq omxs growth as an innovative global index provider. Justia regulation tracker agencies and commissions securities and exchange commission selfregulatory organizations. Indexes specify your view by using the drop down list and sort by clicking on marked column headers. Until may 14, 2012, boston options exchange box was regulated as a facility of nasdaq bx fka nasdaq omx bx. For more information regarding nasdaq indexes, please visit nasdaq global index watch the premier fullservice provider.
Nasdaq phlx phlx offers a combination of cuttingedge electronic and floorbased trading delivering a true full service options trading platform. Kloet chairman, nasdaq phlx llc, retired ceo and executive director. The nasdaq stock market rules nasdaq phlx philadelphia stock exchange rules nasdaq futures nfx rules stock clearing corporation of philadelphia sccp rules nasdaq bx boston stock exchange rules boston stock exchange clearing corporation rules nasdaq ise rules nasdaq gemx rules nasdaq mrx rules. Apr 22, 2020 notice of filing and immediate effectiveness of proposed rule change to relocate the phlx series 8000 and 9000 rules and incorporate by reference the disciplinary rules of the nasdaq stock market llc comments due. Justia regulation tracker agencies and commissions securities. Feb 09, 2010 jeanene timberlake nasdaq omx phlx plans to allow a shorter period of time for resolving locked and crossed markets. Nasdaq nordic share quotes indexes company news nasdaq shares.
The phlx trades more than 2,200 stocks, over 1,180 equity options and index options. Notice of filing and immediate effectiveness of proposed rule change to relocate the phlx series 8000 and 9000 rules and incorporate by reference the disciplinary rules of the nasdaq stock market llc. The phlx goldsilver sector index xau is a capitalizationweighted index composed of companies involved in the gold or silver mining industry. Specify your view by using the drop down list and sort by clicking on marked column headers. Proposal to amend nasdaq rule 5740 related to derivative securities traded under unlisted trading privileges to remove the requirement in rule 5740a1 for the exchange to file with the commission a form 19b4e for each new derivative securities prod approved. For detailed instructions, please read how to submit comments. Start preamble start printed page 551 december 30, 2105 pursuant to section 19b1 of the securities exchange act of 1934 act, and rule 19b4 thereunder, notice is hereby given that on december 18, 2015, the nasdaq omx phlx llc phlx filed with the securities and exchange commission commission the proposed rule change as described in items i, ii, and iii below. Sifma provides comments to the securities and exchange commission sec on on nasdaq omx phlx llc phlx rulemaking in response to the notice of filing of proposed rule change to establish rules governing the give up of a clearing member by a member organization on exchange transactions release no. Nasdaq omx futures exchange rules chapter iv continued iii day order. Nasdaq omx phlx, inc notice of filing of proposed rule change relating to the establishment of nasdaq omx psx as a platform for trading nms stocks, 4359743606 201018159. Pursuant to section 19 of the securities exchange act of 1934, 1 and rule 19 b4 thereunder, 2 notice is hereby given that on february 4, 2014, nasdaq omx phlx llc filed with the securities. Philadelphia stock exchange phlx, now known as nasdaq omx phlx, is the oldest stock exchange in the united states.
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